IT Audit & Risk Management

Comprehensive IT Audit & Risk Management Solutions

In today's digital landscape, robust IT governance and risk management are critical to organizational success. ThreeStar Ltd provides comprehensive IT audit and risk management services designed to protect your digital assets, ensure regulatory compliance, and optimize your IT infrastructure.

Our team of certified IT auditors and security professionals conduct thorough assessments aligned with international standards including COBIT, ISO 27001, and NIST frameworks. We identify vulnerabilities, assess risks, and develop actionable recommendations to strengthen your IT security posture and business continuity.

What We Deliver
  • Comprehensive IT security audits and risk assessments
  • Compliance management aligned with regulatory requirements
  • Vulnerability identification and remediation strategies
  • Business continuity and disaster recovery planning
  • Cloud infrastructure security assurance
  • Data protection and privacy compliance
  • Technology and framework guidance

Application Controls Review

Ensure your business applications are secure, reliable, and compliant with industry standards through our comprehensive application controls review.

What We Review
  • Input validation and data integrity controls
  • User authentication and access controls
  • Authorization and privilege management
  • Segregation of duties implementation
  • System change management processes
  • Audit logging and monitoring capabilities
  • Error handling and exception management
Our Methodology

Our application controls review follows a structured approach:

  1. Application Scoping: Identify critical applications and their business impact
  2. Controls Documentation: Catalog existing controls and procedures
  3. Design Effectiveness Testing: Assess control design against standards
  4. Operational Effectiveness Testing: Test actual control execution
  5. Gap Analysis: Identify control weaknesses and deficiencies
  6. Recommendations: Provide remediation strategies and prioritization
Key Benefits
  • Reduced application-related risks
  • Improved data accuracy and integrity
  • Enhanced compliance with regulations
  • Stronger fraud prevention controls
  • Better business process efficiency

Business Continuity & Disaster Recovery Planning

Prepare your organization for business disruptions with comprehensive business continuity and disaster recovery plans that minimize downtime and data loss.

Planning Components
  • Business impact analysis (BIA)
  • Risk assessment and mitigation strategies
  • Recovery time objectives (RTO) definition
  • Recovery point objectives (RPO) establishment
  • Backup and recovery infrastructure design
  • Crisis communication protocols
  • Testing and maintenance procedures
Our Approach

We develop robust BC/DR plans through:

  1. Assessment: Evaluate current infrastructure and critical dependencies
  2. Strategy Development: Design appropriate recovery strategies (hot/warm/cold sites)
  3. Plan Documentation: Create detailed procedures and runbooks
  4. Infrastructure Setup: Implement backup systems and failover mechanisms
  5. Testing Program: Conduct regular tabletop and full-scale exercises
  6. Continuous Improvement: Update plans based on test results and changing requirements
Expected Outcomes
  • Reduced business downtime
  • Minimized data loss
  • Regulatory compliance achievement
  • Improved stakeholder confidence
  • Cost-effective disaster recovery

Cloud Computing Risk Assurance

Safely transition to cloud environments with our comprehensive cloud risk assurance services covering security, compliance, and operational excellence.

Cloud Assessment Areas
  • Cloud provider security evaluation
  • Data classification and protection
  • Identity and access management in cloud
  • Network security and data encryption
  • Compliance and regulatory alignment
  • Cost optimization and governance
  • Vendor lock-in risk assessment
Cloud Audit Process

Our cloud assurance engagement includes:

  1. Cloud Readiness Assessment: Evaluate organization readiness for cloud adoption
  2. Provider Evaluation: Assess cloud provider security and compliance credentials
  3. Architecture Review: Validate cloud infrastructure design
  4. Security Testing: Perform penetration testing and vulnerability assessments
  5. Compliance Mapping: Ensure alignment with regulatory requirements
  6. Risk Mitigation: Develop strategies to address identified cloud risks
Cloud Security Benefits
  • Reduced cloud security risks
  • Compliance with cloud regulations
  • Optimized cloud architecture
  • Cost efficiency in cloud spending
  • Secure data handling practices

Database Control & Security Review

Protect your most critical data assets with comprehensive database security reviews covering access controls, encryption, and compliance requirements.

Database Review Scope
  • User access and privilege management
  • Authentication and encryption mechanisms
  • Backup and recovery procedures
  • Audit logging and monitoring
  • Vulnerability and patch management
  • Data retention and purging policies
  • Regulatory compliance alignment
Security Review Methodology

We conduct database security reviews through:

  1. Inventory & Discovery: Identify all databases and data repositories
  2. Configuration Review: Assess current security configurations
  3. Access Control Testing: Verify proper access restrictions and segregation
  4. Encryption Verification: Validate data encryption at rest and in transit
  5. Vulnerability Scanning: Identify known vulnerabilities and misconfigurations
  6. Compliance Assessment: Ensure alignment with standards (GDPR, HIPAA, PCI-DSS)
Security Improvements
  • Enhanced data protection
  • Reduced unauthorized access risks
  • Improved audit compliance
  • Stronger incident response capabilities
  • Better data governance

IT General Controls (ITGC) - COBIT Compliance

Establish strong foundational IT controls based on COBIT standards, ensuring your IT environment supports business objectives while managing risks and ensuring compliance.

ITGC Areas Covered
  • Access control and change management
  • IT operations and infrastructure management
  • System development and deployment
  • IT security and data protection
  • Incident management and problem resolution
  • Business continuity and disaster recovery
  • IT governance and compliance monitoring
COBIT-Based Assessment

Our ITGC reviews leverage COBIT framework:

  1. COBIT Mapping: Align organizational processes with COBIT domains
  2. Maturity Assessment: Evaluate current control maturity levels
  3. Gap Analysis: Identify gaps against COBIT best practices
  4. Control Design: Develop controls aligned with COBIT objectives
  5. Implementation Planning: Create roadmap for control implementation
  6. Continuous Monitoring: Establish metrics for ongoing control assessment
COBIT Framework Benefits
  • Internationally recognized control framework
  • Improved IT governance maturity
  • Better alignment of IT with business
  • Enhanced risk management practices
  • Audit readiness and compliance

Network Penetration Testing & Vulnerability Assessment

Identify and remediate security vulnerabilities in your network infrastructure through professional penetration testing and comprehensive vulnerability assessments.

Assessment Services
  • External penetration testing
  • Internal network assessments
  • Wireless security testing
  • Web application penetration testing
  • Vulnerability scanning and prioritization
  • Social engineering assessments
  • Detailed remediation reporting
Testing Methodology

Our penetration testing follows industry standards:

  1. Reconnaissance: Gather intelligence about target systems
  2. Scanning & Enumeration: Identify active services and vulnerabilities
  3. Vulnerability Analysis: Assess exploitability of identified issues
  4. Exploitation: Attempt to exploit vulnerabilities (with authorization)
  5. Post-Exploitation: Test for lateral movement and privilege escalation
  6. Reporting: Provide detailed findings with remediation guidance
Security Outcomes
  • Identified security vulnerabilities
  • Understanding of exploitation risks
  • Prioritized remediation roadmap
  • Improved security posture
  • Enhanced incident response readiness

Data Analysis

Transform raw data into actionable insights with our comprehensive data analysis services, supporting informed decision-making and process optimization.

Analysis Capabilities
  • Data extraction and preparation
  • Statistical analysis and modeling
  • Trend identification and forecasting
  • Anomaly detection and fraud analysis
  • Performance benchmarking
  • Data visualization and reporting
  • Root cause analysis
Analytical Approach

Our data analysis process includes:

  1. Data Collection: Gather data from relevant systems and sources
  2. Data Cleaning: Ensure data quality and completeness
  3. Exploratory Analysis: Understand data characteristics and patterns
  4. Statistical Testing: Apply relevant statistical methods
  5. Insight Generation: Develop meaningful conclusions
  6. Visualization & Reporting: Present findings in actionable format
Business Benefits
  • Data-driven decision making
  • Improved business performance
  • Risk mitigation through insights
  • Process optimization opportunities
  • Competitive advantage through analytics

Business Intelligence

Harness the power of business intelligence to drive strategic insights, improve decision-making, and achieve competitive advantage in your industry.

BI Services Include
  • BI strategy and roadmap development
  • Data warehouse design and implementation
  • Analytics platform deployment
  • Executive dashboards and scorecards
  • Self-service analytics tools
  • KPI definition and monitoring
  • BI training and support
BI Implementation Process

We implement BI solutions through:

  1. Requirements Gathering: Understand analytical needs and KPIs
  2. Architecture Design: Plan data integration and analytics architecture
  3. Data Integration: Extract and consolidate data from systems
  4. Analytics Development: Build dashboards, reports, and models
  5. User Training: Enable team adoption of BI tools
  6. Ongoing Support: Provide maintenance and optimization
Intelligence Outcomes
  • Real-time business insights
  • Improved decision speed and accuracy
  • Centralized reporting and analytics
  • Enhanced performance visibility
  • Better strategic planning

Why Choose ThreeStar for IT Audit & Risk Management?

Industry expertise combined with cutting-edge methodologies

Certified Professionals

Our team includes CISA, CISSP, and COBIT-certified auditors with proven expertise in IT audit and risk management across various industries.

Standards-Based Approach

We conduct all audits aligned with internationally recognized frameworks including COBIT, ISO 27001, NIST, and other regulatory standards.

Proven Track Record

With over 9 years of experience and 50+ satisfied clients, we have successfully completed complex IT audits across banking, finance, government, and enterprise sectors.

Advanced Tools & Technologies

We leverage industry-leading assessment tools and technologies including Nessus, Qualys, Metasploit, and custom analytical platforms for thorough evaluations.

Actionable Recommendations

We don't just identify issues - we provide practical, prioritized remediation strategies tailored to your business context and risk tolerance.

Personalized Service

Each engagement is customized to your organization's unique needs, risks, and business objectives ensuring maximum relevance and impact.

Our IT Audit Process

A structured, comprehensive approach to IT audit and risk management

1

Planning & Scoping

We begin with comprehensive engagement planning, understanding your business objectives, IT environment, and specific audit requirements. We develop a detailed audit plan with scope, timeline, and resource allocation.

2

Risk Assessment & Analysis

Our team conducts thorough risk assessments using established methodologies, evaluating likelihood and impact of identified risks. We prioritize risks based on business context and potential consequences.

3

Control Testing & Evaluation

We test existing controls for design effectiveness and operational performance. This includes testing sample transactions, reviewing documentation, and interviewing key personnel to verify control implementation and execution.

4

Reporting & Recommendations

We prepare comprehensive audit reports documenting findings, root causes, and business impact. Our recommendations are prioritized by risk level and include implementation guidance and resource requirements.

5

Implementation Support & Follow-up

We provide ongoing support for remediation implementation, helping prioritize efforts and monitor progress. We conduct follow-up audits to verify remediation effectiveness and ensure sustained compliance.

Technologies & Frameworks We Use

Industry-leading standards and tools for comprehensive assessments

COBIT 2019
Control Objectives for Information and Related Technology - the leading framework for IT governance, risk management, and compliance ensuring alignment of IT with business strategy.
ISO 27001
Information Security Management System standard defining requirements for establishing, implementing, and maintaining information security controls and management practices.
NIST Cybersecurity Framework
National Institute of Standards and Technology framework providing guidance on cybersecurity practices including identify, protect, detect, respond, and recover capabilities.
ITIL Best Practices
Information Technology Infrastructure Library framework establishing best practices for IT service management including service strategy, design, transition, operation, and improvement.
COSO ERM Framework
Committee of Sponsoring Organizations framework for enterprise risk management providing comprehensive approach to identifying, assessing, and managing organizational risks.
PCI DSS & GDPR Compliance
Payment Card Industry Data Security Standard and General Data Protection Regulation requirements for protecting sensitive data, ensuring privacy, and maintaining regulatory compliance.
Assessment Tools & Technologies
We utilize industry-leading tools including Nessus (vulnerability scanning), Qualys (cloud security), Metasploit (penetration testing), Splunk (security information and event management), Tableau & Power BI (data analytics), and custom analytical platforms for comprehensive and accurate assessments.

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Ready to Strengthen Your IT Security Posture?

Let our team of certified auditors conduct a comprehensive IT audit tailored to your organization's unique needs and objectives.

Request Your IT Audit Consultation

Call us today: +254 20 2212232 or WhatsApp: +254 721 648772

info@threestar.co.ke